Investor Services AML Supervisor

  • Negotiable
  • Contract
  • Anywhere
  • Posted 2 weeks ago

Investor Services TA Compliance and Regulatory Change Supervisor (AML Specialist) – Funds Sector (APPLICANTS MUST HAVE FUND ADMINISTRATION EXPERIENCE FOR THIS ROLE)

Contract role initially – long term opportunities with this company

Summary of the role

To support in the delivery of Investor Services to assigned clients within agreed quality, timing and output targets.



  • Liaise with Clients, Investors and all related parties, to ensure adequate AML documentation is received and follow-up as necessary.
  • Detailed knowledge of internal anti-money laundering procedures and requirements and raising suspicions relating to AML documentation or business conduct.
  • Liaise with internal departments to ensure that issues are raised and resolved.
  • Review of documentation provided and determination of level  of compliance with regulations.
  • Liaise between various other areas of Investor Services and Compliance where required.
  • Timely and accurate reporting to relevant parties on client and investor compliancy status.
  • Assist with ‘on the job training’ for new members of the team.
  • Review work within the Team and ensure processing is being completed in a timely manner.
  • Understand,  follow  and  demonstrate  compliance  with  all  relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which you are involved, specifically Internal
  • Controls and any Compliance policy including, inter alia, the Group Compliance policy.
  • Maintain the groups Internal Control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators.


Experience Required

  • At least 3 year’s experience in an Anti-Money Laundering role.
  • Ideally educated to degree level.
  • Excellent knowledge of investor services activities and Anti-Money Laundering.
  • Excellent communication skills.
  • Excellent attention to detail.
  • Service oriented and customer focused.
  • Ability to ensure deadlines controls and procedures are adhered to.
  • Ability to work as part of a team or on own initiative.
  • Strong knowledge of Microsoft Word and Excel is essential.

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Barbara Donnellan

Barbara Donnellan

  • Banking & Finance Manager