Due Diligence Officer – Client Management

  • Negotiable
  • Full Time
  • Anywhere
  • Posted 1 month ago

Leading Investment group are looking for an experienced Due Diligence specialist.

The role:

Reporting to the Head of Client Management,  the Due Diligence team is an important contributor to the Client Management target of “delivering what clients value and regulators require”

 Key Responsibilities of the Due Diligence Controller:

  • To implement the “Know your Customer” Process & related Workflows and to adapt local processes in response to the ever changing regulatory environment.
  • To use KPIs to monitor allocation and performance of staff  & to manage the pipeline of new clients to be on-boarded and at the same time ensure no overdue Recertifications
  • To manage & monitor Regulatory requirements
  • To manage all internal static data process including all main internal systems
  • The management of client mandates and authorised signatories  both as regards new clients and our existing portfolio of clients
  • Responding in a timely and professional manner to queries from clients, both internal and external
  • Training, supervision and mentoring of more junior staff in respect of all of the above activities, with particular focus on empowering the Due Diligence Officers to be more of an analyst than a box ticker
  • contribution to overall Permanent control framework through developing appropriate procedures and controls for all of the above activities
  • Special projects as defined by Head of CLM

Qualifications and Experience:


  • 3 years + experience of Financial Services incorporating AML activities (minimum)
  • Knowledge of Due Diligence activities 
  • Knowledge and experience working in the Funds Sector desirable
    • Ability to work on own initiative under pressure to challenging deadlines
    • Excellent communication skills (both oral and written)
    • Accuracy and attention to detail
    • Strong IT skills and proficiency with all MS Office packages
    • Multi-tasker with some project management experience

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Barbara Donnellan

Barbara Donnellan

  • Banking & Finance Manager
  • barbara@edenrecruitment.ie